SUGGESTED ROUTING
Senior Management
Corporate Finance
Legal & Compliance
Operations
Executive Summary
On February 21, 1997, NASD Regulation, Inc. (NASD RegulationSM) filed with the Securities and Exchange Commission (SEC) an amendment to NASD ® Conduct Rule 2340 to regulate the disclosure of values for unlisted and illiquid direct participation program (DPP) and
Hello,
Hope you are well! I understand your reluctance, but I desperately need access to leveraged indices, and triple leveraged indices, understanding full well that there's a massive risk involved. It's something that I'm fully aware of. I truly need this to secure my near term and long term futures, if you remove my access now, it will destroy my ability to retire
Publick investment shukd be available to all of the public.Privileged don't need as much to suplement there retirement account as working people. I shoudldin't have to go through any specjal process like passing a test bifore I can invest in publick securitiefs, like leverage and invers funds. There are help on for people who want to learn how to invest in leveraged and inverse fund.
I should be able to choose the public investments that are right for me and my family. We dont want regulators involved.
Public investments should be available to all of the public, not just the privileged!
Acting as the middle man just steals wealth from hard working Americans.
We arent children that we have to pass a test to invest in public securities, including crypto, and we are completely
I am strenuously opposed to the investment restrictions/limitations indicated here.
A) As a taxpaying, voting, citizen of the United States I strenuously object to these investing restrictions and ardently reserve MY RIGHTS to make financial decisions that are in my and my families best interest. This is particularly important when investing our own personal and retirement money.
B) I should not
Dear regulators,
I believe, the US is a free country and it should be my choice of what I want to invest into and what not, not you. I originally came from a communist country where the government and regulators controlled and regulated every citizens' life. You are starting to remind me of those days.
Why are you going to punish responsible investors like me for a few irresponsible and
In the past 20 or so years, we have had three major market corrections of approximately 37%, 40% and 50%. In all of those cases, it would take close to 10 years to recover the losses, based on normal rates of returns (for example, a 50% drop requires 100% returns to become whole). If you started retirement savings at a time later than ideal, for any number of reasons, you need the ability to
To Whom It May Concern:
About 5 years ago, I realized that I would need more than my 401(k) funds for retirement. Since then I've added investments in different types of accounts. I've been surprised at roadblocks placed in my way such as forms and required reading simply to enable purchases of inverse ETFs. As an adult putting my money on the line, I will do research to
NO regulator should choose the public investment that are right for me. There should not be any special process to go through to trade leverage and inverse funds if i want to trade them. Leverage and inverse funds are a big part of my trading. I some time use it as a hedge fund. I understand all risk and trade responsable. I don't need a regulator to tell me how to trade them. Since i
More regulations no sirs. There are to many now that limit the small investors like me that contribute to the benefit of our economy and others retirements. With out this type of strategy available I will be pushed out of your system and take my money elsewhere . I am putting up with your current rules because I still feel I can get ahead with out risking it all. I feel the majority of people in
