I can think and act on my own behalf. I do not need a government bureaucrat or entity imposing more restrictions on my life.
FINRA is conducting a review of firm practices related to the acquisition of customers through social media channels and how firms manage their obligations related to information collected from those customers and other individuals that may provide data to firms. Please note that each item requested is specific to the subsection header.
IMPORTANT
PLEASE DIRECT THIS NOTICE TO ALL SALES, COMPLIANCE AND CREDIT OFFICERS AND PARTNERS
TO: All NASD Members and Other Interested Persons
Attached are copies of notices issued by the Comptroller of the Currency that relate to certain direct obligations that either may be worthless or have not been honored by a number of offshore bank licenses registered in Majuro, Marshall Islands. Because
Hello Finra! , Thank you for listening to the people about these issues! we really need our voices heard since we might be a lot of individuals but we are not as organized as some big money entities are and we cant express ourselves in a very cohesive way but anyways. Please take a look into short selling taking place in $AMC & $GME and some others that i belive are being manipulated
SEC can go [REDACTED]. They are an evil entity like the rest of treasury and supposed criminal U.S federal reserve. These criminals support their own agenda and are crook like CFTC.
February 10, 2004
NASD member firms may contractually arrange for another member firm or non-member entity to transmit order events to OATS on their behalf. Such arrangements must clearly specify the responsibilities of each party with respect to OATS reporting.
As required under NASD Rule 6955(c), Reporting Members using a third party to record and transmit their OATS data must have a
As the sole owners of our assets, we are the only ones care about and responsible for our wealth. FINRA or any other entity has no right to tell us what to buy and what not to buy.
For Your Information
As described in NASD Notice to Members 01-67, President Bush issued an executive order on September 24, 2001, blocking the property of and prohibiting transactions with persons who commit, threaten to commit, or support terrorism. The order was issued through the U.S. Treasury's Office of Foreign Assets Control (OFAC); the offices of the Secretaries of State and
Last Voting Date: December 31, 1993
SUGGESTED ROUTING
Senior ManagementAdvertisingCorporate FinanceGovernment SecuritiesLegal & ComplianceMutual Fund
Executive Summary
The NASD invites members to vote on an amendment to Article III, Section 35(c) of the Rules of Fair Practice that would require a member using mutual fund rankings in advertisements or sales literature to
Short positions should be updated intra-daily, full transparency. The fact that short sellers, marketmakers, and dark pool traders are in fact the same entity is mind-blowing. Level the playing field already!
