Please dont block us from trading the stocks we want, please let me decide where I want to invest and please do not restrict my purchase power. I should have the right to choose the stocks I want.
SUGGESTED ROUTING
Senior Management
Advertising
Internal Audit
Legal & Compliance
Mutual Fund
Registration
Supervisory Panel
Trading
Training
Executive Summary
The Joint Regulatory Sales Practice Sweep Report recommended that firms should, among other things: adopt stringent procedures for hiring registered representatives; initiate heightened
When will you people do your jobs big hedges like citadel have been manipulating stocks since the 90’s why is this still being aloud? They didn’t get this big buy playing buy the rules. Do you people even watch the tickets? If you did you would see it. So obviously being manipulated. Explain to me how one company can have stellar news and stock moves down and stocks with no news or bad news
Inverse ETF funds like those offered by Proshares are an important tool to help me self manage my stock portfolio. Rather than sell stocks to achieve a desired risk level, I frequently use inverse ETFs to hedge.
Please leave leveraged products as is, they are a good tool to get double or triple exposure to the market without using margin. Leveraged products are not more risky than individual stocks. Where does this stop, are we going to limit margin or stocks?
Please leave leveraged products as is, they are a good tool to get double or triple exposure to the market without using margin. Leveraged products are not more risky than individual stocks. Where does this stop, are we going to limit margin or stocks?
To whom may concern. Short stock ETFs are an important part of my portfolio. They help offset losses when market goes down. I dont have the knowledge to short stock on my own. Please keep the ETF for the regular investor.
My broker currently has requirements that limit my trading of stock based upon a criteria that includes net worth and trading experience. I believe that these requirements allow me to conservatively trade within the construct of responsible investing. These brokerage requirements far surpass the requirements necessary for real estate purchasing or other commercial investment that I have engaged
As previously announced on March 22, 2024 in a FINRA Trade Reporting Notice, FINRA is planning to implement enhancements to the FINRA equity trade reporting facilities to support the reporting of fractional share quantities. The enhancements require associated updates to FINRA’s trade reporting guidance, as described in greater detail in the Trade Reporting Notice. These enhancements are being
I am a common individual investor. I have some stocks, such as RAYTHEON TECHNOLOGIES CORPORATION(RTX), OCCIDENTAL PETROLEUM CORPORATION(OXY), etc. Due to the recent market decline, I had to protect my investment. Three methods can be implemented which are futures, options, and inverse funds. It is too risky for me to involve in options and futures trading. It is a feasible and low risky
