Displaying 8951 - 8960 of 10881 Results
Notice to Members 96-91
SUGGESTED ROUTING Senior Management Corporate Finance Institutional Legal & Compliance Municipal Operations Systems Trading As of November 29, 1996, the following bonds were added to the Fixed Income Pricing System (FIPS). Symbol Name Coupon Maturity UIS.GG Unisys Corp 11.750 10/15/04 TLLP.GC Toll Corp 8.750 11/15/06 MCCC.GA McCrory Corp 7.770 7/15/94
Notice to Members 96-79
Suggested Routing Senior Management Corporate Finance Institutional Legal & Compliance Municipal Operations Systems Trading As of October 28, 1996, the following bonds were added to the Fixed Income Pricing System (FIPS). Symbol Name Coupon Maturity VOUT.GB Universal Outdoor Inc 9.750 10/15/06 GGSY.GA Gross Graphic System Inc 12.000 10/15/06 AGY.GA Argosy Gaming Co
Notice to Members 96-59
Comment Period Expires: October 31, 1996 Executive Summary The NASD requests comment on proposed amendments to NASD® Rule 3010 (formerly NASD Rules of Fair Practice, Article III, Section 27) to adopt a rule requiring each member firm whose work force is comprised of a specified number of persons that have been associated with a disciplined firm, or each member firm that is itself a disciplined
Notice to Members 96-64
As of August 28, 1996, the following bonds were added to the Fixed Income Pricing System (FIPS). Symbol Name Coupon Maturity CQB.GH Chiquita Brands Intl 10.25 11/01/06 KR.GJ Kroger Co 8.15 7/15/06 SCR.GD Sea Containers Ltd 10.5 7/1/03 GBPI.GA Golden Books Publishing Inc 7.65 9/15/02 ORX.GI Oryx Energy 8.375 7/15/04
Notice to Members 96-57
Suggested Routing Senior Management Corporate Finance Institutional Legal & Compliance Municipal Operations Systems Trading As of July 30, 1996, the following bonds were added to the Fixed Income Pricing System (FIPSSM). Symbol Name Coupon Maturity MEOP.GA Mesa Operating Company 10.625 7/1/06 MEOP.GB Mesa Operating Company 11.625 7/1/06 LEAC.GA Lear Corp 9.500 7/15/
Regulatory Notice 18-37
Broker-Dealer, Investment Adviser Firm, Agent and Investment Adviser Representative, and Branch Renewals for 2019
Notice to Members 96-51
Suggested Routing Senior Management Corporate Finance Institutional Legal & Compliance Municipal Operations Systems Training As of June 28, 1996, the following bonds were added to the Fixed Income Pricing System (FIPSSM). Symbol Name Coupon Maturity APSO.GA Apple South Inc 9.750 6/1/06 CNC.GB Conseco Inc 10.500 12/15/04 PENT.GA Penn Traffic Company 10.250 2/15/02
Notice to Members 96-42
Suggested Routing Senior Management Corporate Finance Institutional Legal & Compliance Operations Systems Trading As of May 30, 1996, the following bonds were added to the Fixed Income Pricing System (FIPSSM). Symbol Name Coupon Maturity FDB.GA Foodbrands American Inc 10.750 5/15/06 LOEH.GA Loehmanns Inc New 11.875 5/15/03 CRBR.GB Chancellor Radio Broadcasting Co 12
Notice to Members 96-34
As of April 30, 1996, the following bonds were added to the Fixed Income Pricing System (FIPSSM). Symbol Name Coupon Maturity DOMT Dominion Textile USA Inc 9.25 4/01/2006 BORN.GA Borden Inc 8.375
Notice to Members 96-31
As of March 29, 1996, the following bonds were added to the Fixed Income Pricing System (FIPSSM). Symbol Name Coupon Maturity TLMD.GB Telemundo Group Inc 7 2/15/96 DOPD.GA Doane Products Company 10.625