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Election Notice
Election Notice – 10/19/21
October 19, 2021
… www.finra.org/sfac/candidateprofiles . North Region Seat Candidates Erin Baskett, Chief Compliance Officer, eToro USA Securities Inc. Andrew S. Kurian, Chief Financial Officer/Chief Compliance Officer – Compliance and … North Region Seat Candidates 0 Erin Baskett, Chief Compliance Officer, eToro USA Securities Inc. 0 Andrew S. Kurian, Chief Financial Officer/Chief Compliance Officer – Compliance …
Corporate List
Broker Dealer Firms We Regulate - E
May 9, 2019
… FINANCIAL LLC 30 MAPLE STREET #2, SUMMIT, NJ 07901 ETICO PARTNERS, LLC 1795 ROUTE 9, CLIFTON PARK, NY 12065 ETORO USA SECURITIES INC. 221 RIVER STREET, 9TH FLOOR, HOBOKEN, NJ 07030 EULAV SECURITIES LLC 7 TIMES SQUARE, …