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FINRA Trademarks

The following is a list of trademarks of Financial Industry Regulatory Authority, Inc. (FINRA Marks). This list may be updated at any time without notice.

ADF®
Agency Debt Trade Dissemination ServiceTM
ATDSTM
Bond Trade Dissemination ServiceTM
BrokerCheck®
BTDSTM
Certified Regulatory and Compliance Professional (CRCP)®
CRCP®
CRD®
eFOCUSTM
Financial Industry Regulatory Authority®
FINRA®
FINRA ADDS®
FINRA Automated Data Delivery System®
FINRA Bond FactsTM
FINRA Business Conduct Roundtable®
FINRA CATTM
FINRA CE Online System®
FINRA Firm Gateway®
FINRA Funding Portal Registration DepositoryTM
FINRA Investor Education Foundation®
FINRA Private Fund Reporting DepositoryTM
FINRA Securities Helpline for Seniors®
FPRD®
Fund AnalyzerTM
HELPS®
IARDTM
INSITETM
Investor Protection. Market Integrity.SM
NASD®
OATSTM
OMDFSM
ORFTM
OTC Bulletin Board®
OTC Montage Data FacilitySM
OTC Reporting FacilityTM
OTCBB®
PFRD®
PROCTOR®
Securities Industry Essentials®
Securities Industry Essentials ExaminationTM
Securitized Products Dissemination ServiceTM
SIE®
SPDSTM
TESSTM
Test Enrollment Services SystemTM
TRACE®
Trade Reporting and Compliance Engine®
Trade Reporting and Quotation Service®
Trade Reporting Facility®
TRAQSTM
TRF®
Web EFTTM

These FINRA Marks are trademarks, service marks, and logos (registered or unregistered) owned by the Financial Industry Regulatory Authority, Inc., in the United States and other countries.

The absence of a name, logo, or other mark on this list does not constitute a waiver of any intellectual property rights that FINRA has established in any of its products or services.

Third parties may not use the FINRA Marks, in any manner, which suggests or hints at affiliation with, sponsorship of or endorsement by, FINRA without prior written permission. Any misuse of the FINRA Marks is strictly prohibited and may violate trademark laws.