What's New

Love and Debt: Is Your Credit Score the Key to Compatibility?

Updated Monthly Usage Reporting Process for TRACE Data Vendors Effective March 15

Regulatory Notice 19-05
FINRA Extends Effective Date of Margin Requirements for Covered Agency Transactions

Getting a Pay Raise? Do This First

Update - API Access

Interpretive letter to Meredith F. Henning, Foreside

SR-FINRA-2019-004
Proposed Rule Change to Expand Time for Non-Parties to Respond to Arbitration Subpoenas and Orders of Appearance of Witnesses or Production of Documents

SR-FINRA-2019-005
Proposed Rule Change to Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036

FINRA Working Paper: High Broker-Affiliated ATS Order Routing Associated with Lower Fill Rates, Higher Costs

2019 Senior Investor Protection Conference

Just the Facts…Bond Facts

Market Volatility Drives FINRA’s Volume to New Record in 2018