For updates and guidance related to COVID-19 / Coronavirus, click here.
What's New on FINRA.org
- Events & TrainingMay 10, 2021
- Rule FilingProposed Rule Change to Amend the Requirements for Covered Agency Transactions under FINRA Rule 4210 (Margin Requirements) as Approved Pursuant to SR-FINRA-2015-036May 7, 2021
- Technical NoticeMay 6, 2021
- Speech / TestimonyMay 6, 2021
- PodcastMay 4, 2021
- Technical NoticeApril 29, 2021
- Request for CommentFINRA Seeks Comment on Supporting Diversity and Inclusion in the Broker-Dealer IndustryApril 29, 2021
- Special Notice2021 Election Process OverviewApril 28, 2021
- News ReleaseApril 28, 2021
- Regulatory NoticeFINRA Reminds Members About Requirements When Using Predispute Arbitration Agreements for Customer AccountsApril 21, 2021
- PodcastApril 20, 2021
- Events & TrainingApril 20, 2021
- News ReleaseApril 20, 2021
- Technical NoticeApril 19, 2021
- Technical NoticeApril 19, 2021
- Technical NoticeApril 16, 2021
- Monthly Disciplinary ActionsApril 15, 2021
- News ReleaseApril 14, 2021
- Technical NoticeApril 13, 2021
- GuidanceApril 13, 2021
- Investor InsightsApril 12, 2021
- Technical NoticeApril 9, 2021
- Regulatory NoticeFINRA Reminds Members About Options Account Approval, Supervision and Margin RequirementsApril 9, 2021
- RegistrationApril 8, 2021
- Technical NoticeApril 8, 2021