What's New on FINRA.org
- Targeted Examination LetterFebruary 20, 2020
- Blog PostFebruary 19, 2020
- Monthly Disciplinary ActionsFebruary 18, 2020
- PodcastFebruary 18, 2020
- Request for CommentFINRA Requests Comment on a Proposal to Implement the Recommendations of the CE Council Regarding Enhancements to the Continuing Education Program for Securities Industry ProfessionalsFebruary 18, 2020
- Special Notice2020 Involvement and Election Process OverviewFebruary 14, 2020
- Technical NoticeFebruary 13, 2020
- Technical NoticeFebruary 10, 2020
- Rule FilingProposed Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes to Apply Minimum Fees to Requests for Expungement of Customer Dispute InformationFebruary 7, 2020
- PodcastFebruary 4, 2020
- Technical NoticeFebruary 3, 2020
- Technical NoticeFebruary 3, 2020
- Technical NoticeFebruary 3, 2020
- Rule FilingProposed Rule Change to Eliminate Transaction Credits and Trade Reporting Fees Applicable to Retail Participants that Use the FINRA/Nasdaq Trade Reporting FacilityFebruary 3, 2020
- Information NoticeNew Rate for Fees Paid Under Section 31 of the Exchange ActFebruary 3, 2020
- News ReleaseJanuary 30, 2020
- Request for CommentFINRA Requests Comments on Proposed Amendments to the Capital Acquisition Broker (CAB) RulesJanuary 30, 2020
- Technical NoticeJanuary 29, 2020
- Rule FilingProposed Rule Change to Extend the Effective Date of SR-FINRA-2018-030January 28, 2020
- Technical NoticeJanuary 27, 2020
- Technical NoticeJanuary 27, 2020
- Information NoticeHeightened Terror Threat RiskJanuary 23, 2020
- The Alert InvestorJanuary 22, 2020
- PodcastJanuary 21, 2020
- Technical NoticeJanuary 17, 2020