What's New on FINRA.org

SEC Approves Amendments to Expand Published Data Relating to OTC Equity Trading Volume

Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies

Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election

FINRA Announces Nomination Process to Fill Upcoming Firm Vacancies on the National Adjudicatory Council

Guidance Regarding Member Firms’ Supervisory Obligations when Participating in Investment-Related Activities with Municipal Clients

FINRA Requests Comment on Rules and Issues Relating to Senior Investors

Regulation Best Interest

FINRA Requests Comment on a Proposal to Require Reporting of Transactions in U.S. Dollar-Denominated Foreign Sovereign Debt Securities to TRACE