What's New on FINRA.org

Blog Post
At FINRA Tech Grow and Shape Your Career Isn’t Just a Catch Phrase, It’s the Culture
May 25, 2023
News Release
Report From FINRA Board of Governors Meeting – May 2023
May 25, 2023
Video
May 2023 Board Update
May 25, 2023
News Release
FINRA Foundation-CFA Institute Research Focuses on Gen Z Investors
May 24, 2023
Technical Notice
TRACE Dissemination
May 23, 2023
Technical Notice
TRACE Dissemination - Resolved
May 23, 2023
Technical Notice
TDDS Bandwidth Upgrade User Acceptance Tests
May 22, 2023
Technical Notice
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
May 22, 2023
Technical Notice
Updated TRACE Web API Specifications
May 18, 2023
Podcast
Enforcement and Economics: Driving Better Case Outcomes Through Collaboration
May 16, 2023
Speech / Testimony
2023 Annual Conference Welcome Remarks
May 16, 2023
Monthly Disciplinary Actions
Monthly Disciplinary Actions - May 2023
May 15, 2023
Technical Notice
FINRA NTF System Availability
May 12, 2023
News Release
FINRA Expels SW Financial, Suspends Owner and CEO
May 12, 2023
News Release
FINRA and NFA Discuss Crypto Assets at Special Summit
May 10, 2023
Regulatory Notice
Regulatory Notice 23-08
FINRA Reminds Members of Their Obligations When Selling Private Placements
May 9, 2023
Request for Comment
Regulatory Notice 23-09
FINRA Requests Comment on FINRA Rules Impacting Capital Formation
May 9, 2023
Technical Notice
Final Reminder - TRACE Portfolio Trades and TRACE Treasuries Reporting Timeframe
May 8, 2023
News Release
FINRA Publishes 2023 Industry Snapshot
May 4, 2023
Podcast
A New Twist on New Account Fraud: Detecting and Preventing ACATS Fraud
May 2, 2023
Regulatory Notice
Regulatory Notice 23-07
FINRA Adopts Amendments to FINRA Rule 8312 to Release Information on BrokerCheck Relating to Designation as a Restricted Firm
May 2, 2023
Technical Notice
TRACE for Treasuries FIX Acknowledgements
May 2, 2023
Technical Notice
TRACE FIX Connections
May 1, 2023
Technical Notice
Update - TRACE FIX Connections
May 1, 2023
Technical Notice
fileX Service Interruption in CT and PROD
April 27, 2023