What's New on FINRA.org

Notice of FINRA Regional Committee Elections and Mailing of Ballots

Notice of SFAC Election and Mailing of Ballots

2022 Holiday Margin Extensions Schedule

FINRA Encourages Firms to Consider How to Incorporate the Government-wide Anti-Money Laundering and Countering the Financing of Terrorism Priorities Into Their AML Programs

FINRA Requests Comment on Proposed Order Routing Disclosure Requirements for OTC Equity Securities and Potential Steps to Facilitate Investor Access to Current Order Routing Disclosures for NMS Securities

FINRA Adopts Rules to Address Firms With a Significant History of Misconduct