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What's New on FINRA.org
- Technical NoticeJanuary 22, 2021
- Monthly Disciplinary ActionsJanuary 15, 2021
- Events & TrainingJanuary 15, 2021
- PodcastJanuary 12, 2021
- Events & TrainingJanuary 12, 2021
- Technical NoticeJanuary 11, 2021
- News ReleaseJanuary 8, 2021
- Technical NoticeJanuary 7, 2021
- Rule FilingProposed Rule Change to Amend the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule) Relating to Allocation Reporting RequirementsJanuary 4, 2021
- Regulatory NoticeFinal Statements for Broker-Dealers, Investment Adviser Firms, Agents and Investment Adviser Representatives, and BranchesJanuary 4, 2021
- News ReleaseDecember 31, 2020
- News ReleaseDecember 30, 2020
- Request for CommentFINRA Requests Comment on Enhancements to TRACE Reporting for U.S. Treasury SecuritiesDecember 23, 2020
- Rule FilingProposed Rule Change to Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036December 22, 2020
- News ReleaseDecember 21, 2020
- Technical NoticeDecember 21, 2020
- Investor HighlightsDecember 18, 2020
- Rule FilingProposed Rule Change to Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure)December 16, 2020
- Request for CommentFINRA Seeks Comment on Lessons From the COVID-19 PandemicDecember 16, 2020
- Monthly Disciplinary ActionsDecember 15, 2020
- Election NoticeFINRA Announces Regional Committee, SFAC and NAC Election Results and AppointmentsDecember 15, 2020
- News ReleaseDecember 15, 2020
- Investor InsightsDecember 14, 2020
- Technical NoticeDecember 10, 2020
- News ReleaseDecember 10, 2020