What's New on FINRA.org

Investor Insights
Financial Education for Kids: Creating a Path to Financial Fluency
April 22, 2025
News Release
FINRA Announces New “FINRA Forward” Initiatives to Support Members, Markets and Investors
April 21, 2025
Blog Post
New FINRA Initiatives to Support Members, Markets, and the Investors They Serve
April 21, 2025
Member Firm Hub
Cybersecurity Advisory – Fast Flux: A National Security Threat
April 18, 2025
Investor Insights
6 Tips for Managing Investments Through Divorce
April 17, 2025
Technical Notice
User Acceptance Test FINRA TRACE Securitized Products Replatform
April 15, 2025
Monthly Disciplinary Actions
Monthly Disciplinary Actions - April 2025
April 14, 2025
Request for Comment
Regulatory Notice 25-07
FINRA Requests Comment on Modernizing FINRA Rules, Guidance, and Processes for the Organization and Operation of Member Workplaces
April 14, 2025
Technical Notice
FINRA Updates the OTC Equities High Price Dissemination List
April 11, 2025
News Release
FINRA Foundation Releases State-by-State Financial Knowledge Findings
April 9, 2025
Guidance
Quick Reference Guide: RSL Indicators in FINRA Gateway Profiles and Reports
April 7, 2025
Technical Notice
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
April 4, 2025
Rule Filing
SR-FINRA-2025-002
Proposed Rule Change to Adopt FINRA Rule 6152 (Disclosure of Order Execution Information for NMS Stocks)
April 2, 2025
Guidance
Cybersecurity Alert – Potential Data Breach of Oracle Cloud
April 1, 2025
Podcast
Protecting Investors: FINRA Securities Helpline for Seniors' 10th Anniversary
April 1, 2025
Investor Insights
Five Steps You Can Take to Boost Financial Capability
April 1, 2025
News Release
FINRA Securities Helpline for Seniors Marks 10th Anniversary With More Than $9.3 Million Recovered for Investors
April 1, 2025
Technical Notice
FINRA TRACE Securitized Products Data Feeds Production Parallel and Nighty Data Replay
April 1, 2025
Neutral Corner
The Neutral Corner – Volume 1—2025
March 31, 2025
Technical Notice
Update - Fractional Shares Reporting Effective Date Set for February 23, 2026 and UAT Schedule Beginning in November 2025
March 28, 2025
Exemptive Letter
Joseph Lodato, Octaura Securities TradingCo LLC
March 26, 2025
Request for Comment
Regulatory Notice 25-06
FINRA Requests Comment on Modernizing FINRA Rules, Guidance and Processes to Facilitate Capital Formation
March 20, 2025
Technical Notice
User Acceptance Test FINRA TRACE Securitized Products Replatform
March 20, 2025
Rule Filing
SR-FINRA-2025-001
Proposed Rule Change to Exempt Certain Business Development Companies from FINRA Rules 5130 and 5131
March 20, 2025
Blog Post
Eliminating All PII from CAT
March 19, 2025