What's New on FINRA.org

FINRA Reminds Member Firms of Obligation to Execute Marketable Customer Orders Fully and Promptly

FINRA Adopts Amendments to Clarify the Application of FINRA Rules to Security-Based Swaps

FINRA Amends Rule 2251 Regarding Reimbursement Rates for Processing and Forwarding Proxy and Other Issuer-Related Materials

Final Statements for Broker-Dealers, Investment Adviser Firms, Agents and Investment Adviser Representatives, and Branches

FINRA Announces Update of the Interpretations of Financial and Operational Rules

Business Continuity Planning and Lessons From the COVID-19 Pandemic

Proposed Amendments to FINRA Rule 3240 and Retrospective Rule Review Report

FINRA Announces SFAC, Regional Committee and NAC Election Results and Appointments

FINRA Alerts Firms to “Log4Shell” Vulnerability in Apache Log4j Software