For updates and guidance related to COVID-19 / Coronavirus, click here.
What's New on FINRA.org
- Regulatory NoticeFINRA Announces Update of the Interpretations of Financial and Operational RulesJuly 22, 2021
- Technical NoticeJuly 21, 2021
- Board of Governors MeetingJuly 20, 2021
- Technical NoticeJuly 19, 2021
- Regulatory NoticeFINRA Amends Rules 5122 and 5123 Filing Requirements to Include Retail Communications That Promote or Recommend Private PlacementsJuly 15, 2021
- Monthly Disciplinary ActionsJuly 15, 2021
- PodcastJuly 13, 2021
- Blog PostJuly 12, 2021
- Technical NoticeJuly 12, 2021
- Regulatory NoticeFINRA Continues to Encourage Firms to Notify FINRA if They Engage in Activities Related to Digital AssetsJuly 8, 2021
- News ReleaseJuly 7, 2021
- Rule FilingProposed Rule Change to Make Technical and Other Non-Substantive Changes within FINRA RulesJuly 6, 2021
- Regulatory NoticeFINRA Announces Updates to the Interpretations of FINRA’s Margin Rule Regarding Minimum EquityJuly 6, 2021
- News ReleaseJune 30, 2021
- Virtual Conference PanelJune 30, 2021
- News ReleaseJune 30, 2021
- Request for CommentFINRA Requests Comment on Effective Methods to Educate Newer InvestorsJune 30, 2021
- PodcastJune 29, 2021
- News ReleaseJune 25, 2021
- Investor InsightsJune 25, 2021
- Technical NoticeJune 25, 2021
- Financial ReportsJune 25, 2021
- Technical NoticeJune 23, 2021
- Regulatory NoticeFINRA Reminds Member Firms of Requirements Concerning Best Execution and Payment for Order FlowJune 23, 2021
- Regulatory NoticeFINRA Alerts Firms to Phishing Email From “FINRA Support” From the Domain Name “westour.org”June 23, 2021