Arbitration Awards Online

Claimant(s): Neil Mehta

Claimant Representative(s): Alex Padla

Respondent(s): J.P. Morgan Securities, LLC

Claimant(s): Fred Avalli

Claimant Representative(s): Alex Padla

Respondent(s): J.P. Morgan Securities, LLC

Claimant(s): Aaron Thurow

Claimant Representative(s): Bruce Lewitas

Respondent(s): Edward Jones

Claimant(s): Scott Hirsch

Claimant Representative(s): Peter Lindholm

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Boustead Securities, Llc

Claimant Representative(s): Tara Hopper Rice

Respondent(s): Pono Capital

Claimant(s): Kevin Toler

Claimant Representative(s): Peter Lindholm

Respondent(s): Edward Jones

Claimant(s): Nisjet Lapi

Claimant Representative(s): Nisjet Lapi

Respondent(s): Robinhood Financial, LLC.

Claimant(s): Christopher Rice

Claimant Representative(s): Peter Lindholm

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Shirley Antonini

Claimant Representative(s): Kathryn L. Simpson

Respondent(s): Wells Fargo Clearing Services, LLC

Claimant(s): Boustead Securities, LLC

Claimant Representative(s): Tara Hopper Rice

Respondent(s): AERWINS Inc., AERWINS Technologies Inc.

Claimant(s): Luke Lannister

Claimant Representative(s): Austin Davis

Respondent(s): Cuso Financial Services, L.P., Grove Point Investments, LLC

Claimant(s): Karl Klingmann II

Claimant Representative(s): Debra A. Jenks

Respondent(s): Kovack Securities Inc

Claimant(s): Gerard Costello

Claimant Representative(s): David I. Hantman

Respondent(s): UBS Financial Services Inc.

Claimant(s): Anthony Lawson, Cynthia Clark, Dale Samuels, Delfinia McGriff, Gloria Sweeney, Margarite Raysor, Marla Boone-McCray, Mary McClendon, Mary Samuels, Mildred White

Claimant Representative(s): Michael C. Bixby

Respondent(s): Charles Schwab & Co., Inc., TD Ameritrade Clearing, Inc., TD Ameritrade, Inc.

Claimant(s): Dan Wagner

Claimant Representative(s): Alan Wolper

Respondent(s): Arkadios Capital, Triad Advisors LLC