Arbitration Awards Online

Claimant(s): Thomas Arnold

Claimant Representative(s): Dochtor Kennedy MBA

Respondent(s): NYLife Securities LLC

Claimant(s): Francisco Adamopoulos

Claimant Representative(s): Peter C. Rageas

Respondent(s): Stifel, Nicolaus & Co., Inc., Loren Morrison, Michelle Stebbins, Stifel Independent Advisors, LLC

Claimant(s): Neil Harnen

Claimant Representative(s): Kenneth M. Sullivan

Respondent(s): Gerardo Soriano, John Bantug, Capital Investors Group, Inc.

Claimant(s): Brandon Bernfeld Perkins

Claimant Representative(s): Christopher H. Tovar

Respondent(s): J.P. Morgan Securities, LLC

Claimant(s): Aaron Werner

Claimant Representative(s): Jennifer Cox

Respondent(s): Raymond James & Associates, Inc.

Claimant(s): Juan Delgado-Polanco

Claimant Representative(s): Juan M Delgado-Polanco

Respondent(s): Robinhood Financial, LLC.

Claimant(s): R. Nicholas Volpe

Claimant Representative(s): Jenice L. Malecki

Respondent(s): Wells Fargo Clearing Services, LLC

Claimant(s): Paul Getty

Claimant Representative(s): Peter Lindholm

Respondent(s): LightPath Capital, Inc

Claimant(s): Kristen Gratton

Claimant Representative(s): Dochtor Kennedy

Respondent(s): MML Investors Services, LLC

Claimant(s): Adam Feingold, Beverly Walford, Bonnie Violi, Carlos Prado Lyon, Cristina Heiden, David Weiner, Dennis Moeller, Edward Ross, Eleanor Sander, Elliot Silverstone, Ethan Morris, Frank Partipilo, Frank Violi, Genevieve Partipilo, Gwendolyn Craig, Heide Feingold, Jeff Lubetkin, Jerry Waldman, Jill Parker, John Bumbarger, John Vano, Kenneth Stacey, Krystal Pescatore, Lawrence Silver, Mark Birnbaum, Mei-Hon Lai, Patricia Clark, Paul Larson, Richard Sander, Rick Schillinger, Robert Canterbury, Robert Walford, Scott Clark, Sebastian Rodrigano, Steve Ulene, Steven Parker, Suzanna Georgi, Thomas Geiger, Thomas Georgi, Valerie Bumbarger, William Craig, William Heiden, 20122 Carwash, LLC, Canterbury Enterprises, LLC, Carwash One Austin, LLC, Delajon Realty Corp, Geiger Properties II, LLC, Gosum, LLC, PWEVC, LLC, RDE Holdings, LLC, RKP Equities, LLC, Rayford Crossing, Ltd., Sanderlandco LLC, Shpark, LLC, Western Way Partners, LLC, Robert F & Beverly J Walford Life Estate, IAL Limited Partnership, The Kevlar Family Limited Partnership, Edward Erich Ross Rev Liv Trust, Frank Partipilo and Genevieve Partipilo, Georgie Family Trust dtd 01-21-1999, Jeff Lubetkin Trust dtd 5/31/1999, Marisa C. Vano Trust, The Bumbarger Family Trust dtd 1/25/2017, The Dennis E. Moeller Living Trust

Claimant Representative(s): Kalju Nekvasil

Respondent(s): Chay Lapin, Dwight Kay

Claimant(s): William Smith

Claimant Representative(s): John Cataldo

Respondent(s): OSAIC Wealth, Inc

Claimant(s): Frank Rzomp

Claimant Representative(s): Scott L. Silver

Respondent(s): Michael Magruder

Claimant(s): Mark Rychel

Claimant Representative(s): Jonathan M. Sterling

Respondent(s): OSAIC Wealth, Inc

Claimant(s): Monda Hanna

Claimant Representative(s): David I. Hantman

Respondent(s): UBS Financial Services Inc.

Claimant(s): Matthew Buchsbaum

Claimant Representative(s): David Hantman

Respondent(s): UBS Financial Services Inc.