Arbitration Awards Online

Claimant(s): Yolanda Rosich Clemente

Claimant Representative(s): Sara L. Velez Santiago

Respondent(s): Popular Securities, LLC.

Claimant(s): Darrin Cohen

Claimant Representative(s): Brian Luther

Respondent(s): Triad Advisors LLC

Claimant(s): Wells Fargo Clearing Services, LLC

Claimant Representative(s): Carlin A. McCrory

Respondent(s): Tony Graybeal

Claimant(s): Wells Fargo Clearing Services, LLC

Claimant Representative(s): Keith J. Barnett

Respondent(s): Howard Graham

Claimant(s): Vicente Castillo

Claimant Representative(s): Roberto C. Quiñones

Respondent(s): UBS Financial Services Inc.

Claimant(s): Williams Butcher

Claimant Representative(s): Seth Ian Rubinson

Respondent(s): International Assets Advisory, LLC

Claimant(s): Rebecca Timmerman, Sherry Baker

Claimant Representative(s): Dochtor Kennedy

Respondent(s): Raymond James Financial Services, Inc.

Claimant(s): Charles Skipper

Claimant Representative(s): Harris Freedman

Respondent(s): Prudential Equity Group, LLC

Claimant(s): Gilda Scharf for her IRA, Stanley Scharf for his IRA, Stanley Scharf and Gilda Scharf

Claimant Representative(s): Steven D. Toskes

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Gregory Malin

Claimant Representative(s): Dochtor Kennedy

Respondent(s): Cetera Investment Services, LLC.

Claimant(s): David Scranton

Claimant Representative(s): James P. Galvin

Respondent(s): Park Avenue Securities LLC

Claimant(s): Bradley Grate, David Hamilton, Gary Edwards, Jeffrey Worley, Robert Ertner

Claimant Representative(s): Brandon Dei

Respondent(s): Shawn Kinsella, Axos Clearing LLC

Claimant(s): Zak Shaik

Claimant Representative(s): Zak Shaik

Respondent(s): Pruco Securities, LLC.

Claimant(s): X, LLC

Claimant Representative(s): Mark S. Gregory

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Richard Thomas

Claimant Representative(s): Alex Padla

Respondent(s): SunAmerica Securities, Inc., SII Investments, Inc.