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Financial Crimes Spotlight Webinars

FINRA Spotlight Webinar

The Financial Crimes Spotlight is a free webinar series hosted by FINRA’s Financial Intelligence Unit that focuses on how to detect and protect against emerging financial crimes and cyber-related threats and trends. 

These events are open to FINRA member firms only. Participants must provide their firm's broker-dealer number when registering.

Upcoming Webinars

Protect Your Firm From First-Party ACH Fraud
Monday, May 5, 2025
2:00 p.m. – 3:00 p.m.

First-party Automated Clearing House (ACH) fraud in the securities industry typically occurs when a bad actor—a firm customer using their true identity—uses a brokerage account to initiate an ACH pull transaction from a bank with insufficient funds, or improperly claims that a fraudulent ACH transaction occurred. This webinar reviews a FINRA released Threat Intelligence Product (TIP) that highlights this type of fraud.

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On Demand Recordings

On demand recordings of prior webinars are made available to FINRA member firms and CRCP graduates. Register to listen to any session from the Fraud Spotlight series:

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FINRA members should complete the form below and click "Submit" to proceed.

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