Report Center Webinar Series

This comprehensive webinar series is designed to help your firm maximize the value of FINRA's Report Center. The Report Center provides firms with secure access to data and reports that help detect potential compliance problems early, offering report cards that cover a variety of topics and rulesets.

This series explores the different types of report cards available through the Report Center, organized by key regulatory and operational categories. Each session will provide an in-depth look at specific report card areas walking you through how to interpret the data, leverage interactive visualizations, and integrate these insights into your compliance monitoring and supervisory procedures.

These events are open to FINRA member firms only. Participants must provide their firm's broker-dealer number when registering.

Upcoming Webinars

Trade Reporting and Compliance Engine (TRACE) Report Cards

This session provides a comprehensive overview of the eight monthly TRACE compliance reports that cover trades of TRACE-eligible fixed income securities. Attendees learn how to navigate and explore the technical details of these report cards and how to leverage Report Center data in their supervisory and compliance programs.