Trade Reporting and Compliance Engine (TRACE) Report Cards (Duration: 43 minutes)
This session provides a comprehensive overview of the eight monthly TRACE compliance reports that cover trades of TRACE-eligible fixed income securities. Attendees learn how to navigate and explore the technical details of these report cards and how to leverage Report Center data in their supervisory and compliance programs.
FINRA Speakers
- Greg Bair, Market Operations Specialist, Transparency Services
- Will Leahey, Senior Director, Strategic Regulatory Engagement
- Travis Pastiak, Director, Surveillance and Market Intelligence
- Matt Rowan, Director, Surveillance and Market Intelligence
Resources
FINRA MEMBER REGISTRATION
CRCP Graduates