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Week II: Capstone

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2021 Program Dates: November 14 – 19

This course takes place at Georgetown University's McDonough School of Business in Washington, DC. Over five days, Georgetown University business and law school professors and financial services industry experts explore a series of advanced-level regulatory and compliance topics that help participants build on previous coursework covered during Week I.

After completing this course, you will be able to:

  • understand the evolution of insider trading regulation, theories and case law and evaluate situations for insider trading violations;
  • understand the evolution of the national market system, factors that contribute to market risk and notable regulatory responses to events and abuses;
  • analyze U.S. anti-money laundering laws and global anti-money laundering regimes; and
  • assess implications of the latest regulatory challenges, trends and developments.

Pre-Course Work

Candidates are assigned materials to review in advance of the course work—including rules, regulations, compliance and regulatory guidance, and other relevant readings. Pre-course work is sent out approximately 30 days before each program. There is approximately 20-30 hours of pre-reading per week-long course.


Sessions

View the schedule at-a-glance for the November 2019 course.


Course Assessment

On the final day of the Week II course, participants must complete a written assessment. Participants who pass both Week I and II assessment are awarded the CRCP designation.


2021 Registration Fees:

Individual Attendee Registration Rates*

FINRA Member Firm
must provide valid CRD #
$6,500
REGISTER
Non-member
Individuals not affiliated with a FINRA Member Firm
$7,500
REGISTER
Government/Regulator
 
$6,500
REGISTER

*Price includes registration fees, hotel accommodations, meals and materials.

Program registration is limited and available on a first-come, first-served basis. Payment is required at the time your registration is submitted. You will receive an email confirmation of your completed registration form and payment.


CFP and CLE Credit

Course attendees may receive CLE and CFP credits.

COMPLETE THE FORM BELOW

FINRA members should complete the form below and click "Submit" to proceed.

SIGN-UP

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