FINRA Rules and initiatives Update

Small Firm Briefing: Rules and Initiatives Updates (Duration TBD Minutes)

FINRA President and CEO Robert Cook and Senior Director of Member Relations and Education Kerri Provenza are joined by Associate General Counsel Iilana Reid and Vice President Brita Bayatmakou for conversation about FINRA’s rule modernization efforts and key regulatory initiatives. Hear more about the current regulatory policy agenda and the Financial Intelligence Fusion Center.

FINRA Speakers

  • Robert Cook, FINRA President and Chief Executive Officer
  • Kerri Provenza, Senior Director, Member Relations & Education
  • IIana Reid, Associate General Counsel, Regulatory
  • Brita Bayatmakou, Vice President, Strategic and Threat Intelligence

Resources:

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