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Technical Notice

FINRA New Issue Form System Live

September 28, 2020

FINRA New Issue Form Changes – Live Today

This is a reminder that beginning today, Monday, September 28, 2020, the updated FINRA New Issue Form is live. Users can access the new platform by going to or via the FINRA New Issue quick link in the FINRA Gateway and logging in with the same log in credentials used to access the retired FINRA New Issue Form. 

To find more information about the changes and to access demonstration videos and user guides, please visit the New Issue Management Training Materials and New Issue Management FAQ pages.

Please contact FINRA Market Operations or call (866) 776-0800 if you have any questions regarding this notice.