FINRA Gateway

FINRA Gateway provides an integrated platform that streamlines how member firms manage their regulatory and compliance obligations. This intuitive system delivers a more efficient, consistent experience across all your FINRA interactions.

FINRA Gateway integrates with and will ultimately replace FINRA's legacy regulatory systems, offering a single access point for the following:

  • Registration filing systems (CRD, IARD)
  • Financial and operational filing systems
  • Compliance tools and resources
  • Reporting tools
  • Requests for information and document requests

LOG IN TO FINRA GATEWAY

 

Get the Most Out of FINRA Gateway

When you log in to FINRA Gateway, you will gain access to interactive tutorials and quick reference guides designed to help you navigate the platform efficiently and confidently.

FINRA Gateway Reports

Transform your data into actionable insights with FINRA Gateway Reports (formerly Dynamic Reporting). This powerful tool helps your team answer critical questions and make informed decisions using your data.

Explore Gateway Reports >

Gateway Training & Tutorials

Access our comprehensive FINRA Gateway training resources to master the platform's capabilities and optimize your compliance workflows. Our video tutorials guide you through key features and best practices at your own pace.

View Training Resources >

Frequently Asked Questions

Find answers to common questions about FINRA Gateway. Need additional support? Contact our dedicated team at 301-590-6500 or email us for support.

Release Notes

See what's new with the latest FINRA Gateway enhancements and new features to ensure you're maximizing the platform's capabilities.