Many unregistered entities are increasingly promoting their auto-trading services to retail investors on social media, making misleading claims about their ease of use and level of risk. Investors should know the risks before using these services.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.