2021071491001 Brian F. Donnelly CRD 4288121 AWC va (2022-1658449222647).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021071491001
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Brian F. Donnelly (Respondent)
Former General Securities Representative
CRD No. 4288121
Pursuant to FINRA Rule 9216, Respondent Brian F. Donnelly submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.