For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
The FINRA plan opposes my right to decide which public equities, bonds and funds to buy and is giving regulators that power over me.
I oppose the FINRA plan and want to maintain me current freedom to invest in securities that I choose.
This is absolutely ridiculous. I'm interested in these products specifically because I understand the risks of leveraging and shorting and I want a proxy institution with higher net worth to assume that risk on my behalf. That's what leveraged and inverse funds offer me. I can't lose anything more than I invest, so how is it any different from other etfs or mutual funds? I might never vote democrat again if you do this.
Please allow me to invest how I choose. Please do not make it difficult for people to make their own investment decisions. Crowdsharing and other new ideas are developing because people want to make their own investment decision. Thank you.
I object to this as I have a total understanding of options and leveraged ETFs
Retail investors don't have a lot of ways of hedging their portfolios in the case of a recession or market crash. If you take these investments away, you'll only be hurting investors as a whole, especially retail whom are the most vulnerable ones.... Please don't!
Leave our money and privacy alone
[REDACTED] if I lose money so be it.
Do not pass this regulation. Leave this alone.
I should be able to choose any investments that are right for me and my family. Leveraged and inverse investments should be available to everyone.
I strongly oppose regulators to choose what is right for me or my family to invest. I am considered well versed in investment options, however I object to being tested for my ability to understand and to pick my investment options. This is ridiculous. How much control do you want over us? Leave us alone and let us pick whatever option is right or appropriate for our goals. Leveraged funds give us the ability to hedge our investments and we use them as a small part of our portfolios. So hands off please! We are tired of regulators hovering over investors.