Quan Nguyen Comment On Regulatory Notice 22-08
I oppose restrictions
on your right to invest in public investments.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
I oppose restrictions
on your right to invest in public investments.
I oppose restrictions
on your right to invest in public investments.
How about you regulate the hedge funds and insider trading?
How about you regulate the SEC and get them to actually do their jobs?
Nah, you would still rather come after the little guy. Same old same old.
my trading accounts, my choice
Dear Regulators, I do not need your approval for my investments. I do not need your permission to invest. I know more about investing than most of you regulators. I do not need the government in my investments or any of my affairs. I vehemently oppose any government oversight on my investments.
The problem with regulators is that they think most people are stupid and need to be protected from themselves. This is an entirely false premise and people should be free to decide and invest based upon their own needs, requirements and independent research. Investment is an individual decision and should not be subject to governmental oversite or permission. America is still a free country which embraces individual freedom above all else and hopefully will remain that way. Government has no place in deciding what or how an individual can invest his own money.
do NOT enact any new laws that would restrict my rights to purchase leveraged and inverse funds and etfs. that should be an investor right. i am a normal informed investor, and i research my investment decisions carefully before i make any investment decisions. you should NOT be trying to restrict my investor rights.
I do not agree with this because doing this will make a lot of people loose more money by closing their current position or ability to add for new cost averages.
All stocks have risks. This is just a way for you guys to take advantage and bet against these leverage stocks on those dates to make money. If this is done and the stock goes my way after I will sue and so will many others.
I am capable of understanding leveraged and inverse funds and their risks. I do not need (or want) restrictions imposed me.
Do not over regulate public investments that is up to the individual. This is not a game for the rich your wiping out the average persons wealth by over regulation.
Leveraged securities are not a adverse risk to the investor.