For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Dear Sirs, I have been investing over 40 years and understand that investing involves risk. Especially leveraged funds. However, I feel the potential advantages of the leverage afforded by leveraged funds provide an opportunity to improve the performance of my portfolio. Life consists of risks and they cannot be eliminated. Please do not restrict my ability to amplify the returns of a small portion of my net worth.
I vigorously oppose any and all restrictions to my right to invest how I see fit for my family and our unique circumstances, including limitations or prohibitions on investing in leveraged and/or inverse ETFs. I am retired and have been investing many years and understand the complexities and risks of the products in which I invest. Elitists in the government should not be dictating the instruments in which I can and can't invest, nor should they be introducing new qualifications and processes I have to go through to utilize those instruments.
To the FINRA I oppose limitations on my ability to buy the funds. Want to maintain the freedom to invest public securities of my choosing.
Please allow us to invest.
I dont need or want any regulations by the government or any one else as far as investing of any kind. What and how I spend my money is my business and my responsibility.Therefore I oppose FINRA Regulatory Notice #22-08:
This is what people hate. They are sick of the government being
More education, less regulation. Let people learn and decide for themselves what is appropriate for them and their families.
The whole point of cryptocurrency was to restore power to the people. A financial system that wasn't rigged in favor of the rich. Adding more friction to being able to invest further rigs the system against the majority.
I have invested in TQQQ since 2013. I researched and educated myself on all equities, thus i decided on TQQQ. MY MONEY MY DECISION!!!!!!!!!!!!
If an ETF is currently available, everyone should have the freedom to choose it as the instrument through which they build their savings. To use a slight variation of a very overused phrase where human life is at stake, My money, my choice.