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Brad Carpenter Comment On Regulatory Notice 22-08

All investors should have the opportunity it go long or short, based on their views of companies and/or the economy. These proposals feel more like an effort to limit short selling, which of course some folks have high financial motivation to want. If you want to protect retail investors, start focusing on the large banks on wall street who manipulate retail investors all the time through other means. This, in my opinion and from what I observe is the bigger problem.

Jake Christensen Comment On Regulatory Notice 22-08

I use leveraged funds, specifically TQQQ, as part of my balanced investment strategy. I understand it’s high risk and highly volatile investment. I use this fund along with a group of investors with the Kelley Letter, founded by Jason Kelly. I am in favor of people signing disclosures stating they understand the risk, volatility and how leveraged works. I’m not in favor of people needing to provide a net worth to qualify to use these funds.
Thank you taking the time to read my opinion on this matter.
Jake Christensen

Mark Morris Comment On Regulatory Notice 22-08

Investors should be able to choose the public investments that are right for their situations, without regulation and red tape.
Public investments should be available to all of the public, not just the privileged.
We the people shouldn't have to go through any special process like passing a test before we invest in public securities, such as leveraged and inverse funds. I am opposed to further FINRA regulations.