Nathan Ray Comment On Regulatory Notice 22-08
As a retail investor, I do not wish to see so-called Complex Products subject to additional regulation. Every major trading platform provides lengthy disclosures about these products. All investors using these products already have the tools necessary to understand them and become familiar with the risks if they so choose. Further restricting access to these products by ordinary investors benefits no one, particularly if wealthy investors end up subject to fewer or no restrictions. Complex Products have unique advantages and their availability should not favor some over others.