Skip to main content

Brad Reel Comment On Regulatory Notice 22-08

I am strongly opposed to the FINRA's misguided proposed regulations. This absolutely irresponsible regulation would clearly hurt investors by denying me the ability to choose investments that could help me and my family achieve long term financial security. It would also upend our regulatory system by giving regulators the right to decide what public securities that I can invest in and takes that right away from me. It is arbitrary and vague. The definition of "complex products" could ensnare a large number of public securities.

Brendan Nelson Comment On Regulatory Notice 22-08

As an investor these products allow us to hedge our portfolios during market downtrends, which can be an easier and far more cost effective method to shorting stock, while also being less complicated then having to buy puts on an underlying index or security. The leveraged funds allow investors to profit off of bull runs in the market, especially in a time where a standard 10% return on the S&P 500 index is does not generate high enough returns to retire off of.

James Lontz Comment On Regulatory Notice 22-08

Why is FINRA so [REDACTED] on stacking the deck against retail investors?! Is it because the market is getting ready to crash and only institutional investors are allowed to benefit from it? I have a significant investments in 2 inverse funds and I know the risks. FINRA is not my financial guardian and I do not need any extra regulation imposed on me. This is the second time I've had to speak out against this kind of asinine regulation in the last 6 years.