The Department of Enforcement alleges: 1. Between November 2022 and April 2023, while registered with FINRA through Allen, Mooney & Barnes Brokerage Services, LLC (CRD No. 142619) (AMBBS), Respondent Andrew Buckanavage converted $177,962.80 when he charged personal, non-business expenses to his corporate credit card without his employer’s authorization and had his employer pay for those unauthorized personal expenses by submitting false expense reports that identified those charges as business expenses or by failing to notify his employer that the charges were for personal expenses.