FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS
DEPARTMENT OF ENFORCEMENT,
Complainant,
v.
MICHAEL CIRO COLLETTI
(CRD No. 4577898),
Respondent.
Disciplinary Proceeding
No. 2019061942901
Hearing Officer–BEK
HEARING PANEL DECISION
February 28, 2024
For engaging in unauthorized and excessive trading in a customer’s account, Michael Ciro Colletti is fined $10,000, ordered to pay restitution in the amount of $5,417, and suspended from associating with any FINRA member firm in any capacity for eight months.