24-01998 (3).pdf
Petition to Confirm Award Denied
24-01998 (2).pdf
Petition to Confirm Award
24-02137.pdf
Award
2024084516401 Robert David Bienvenu CRD 7963321 AWC lp.pdf
Bienvenu refused to provide information and documents requested pursuant to FINRA Rule 8210, in violation of FINRA Rules 8210 and 2010. For these violations, Bienvenu is barred from associating with any FINRA member in all capacities.
FINRA Enhances Systems to Facilitate U4 Recordkeeping Requirements Compliance
October 15, 2025
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Election Notice – 10/20/25
Executive Summary
The purpose of this Election Notice is to notify firms of the start of the annual Regional Committee elections and the mailing of ballots to eligible firms to vote for their representatives on the following Regional Committees:
Election Notice – 10/20/25
Executive Summary
The purpose of this Election Notice is to notify FINRA small firm members of the start of the Small Firm Advisory Committee (SFAC) election and the distribution of ballots. The New York region SFAC seat is up for election and FINRA small firm members1 in that region are eligible to vote in the election.