2019064856101 Flow Traders U.S. LLC CRD 150780 AWC gg.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2019064856101
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Flow Traders U.S. LLC (Respondent)
Member Firm
CRD No. 150780
Pursuant to FINRA Rule 9216, Respondent Flow Traders U.S. LLC submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.