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2024082788802 Meredith Webber CRD 2435263 Offer gg.pdf

Respondent Meredith Webber failed to respond to requests for documents and information that FINRA made pursuant to FINRA Rule 8210 and failed to provide on-the-record (OTR) testimony that FINRA requested pursuant to FINRA Rule 8210 as part of FINRA’s investigation into whether Webber misappropriated funds from two elderly customers. As a result, Webber violated FINRA Rules 8210 and 2010. It is ordered that Respondent be barred from associating in any capacity with any FINRA member.

2023077854301 Willnard Love CRD 7422353 OHO Decision ks.pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. WILLNARD LOVE (CRD No. 7422353), Respondent. Disciplinary Proceeding No. 2023077854301 Hearing Officer–MC HEARING PANEL DECISION July 25, 2025 Respondent Willnard Love is barred from associating with any FINRA member firm in any capacity for making false and misleading statements and submitting a falsified examination score report to his firm. Respondent is also ordered to pay costs.