2021069368901 EarlyBirdCapital, Inc., CRD 28629 AWC gg.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021069368901
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: EarlyBirdCapital, Inc. (Respondent)
Member Firm
CRD No. 28629
Pursuant to FINRA Rule 9216, Respondent EarlyBirdCapital, Inc. submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
2022076531801 Justine M. Cantafio CRD 6158299 AWC gg.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022076531801
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Justine M. Cantafio (Respondent)
Former Investment Company and Variable Contracts Products Representative
CRD No. 6158299
Pursuant to FINRA Rule 9216, Respondent Justine M. Cantafio submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
2021072620401 Meeder Distribution Services, Inc. CRD 36773 AWC gg.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021072620401
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Meeder Distribution Services, Inc. (Respondent)
Member Finn
CRD No. 36773
Pursuant to FINRA Rule 9216, Respondent Meeder Distribution Services, Inc. submits this
Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of
the alleged rule violations described below.
23-03433(3).pdf
Motion to Vacate