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2021069368901 EarlyBirdCapital, Inc., CRD 28629 AWC gg.pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021069368901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: EarlyBirdCapital, Inc. (Respondent) Member Firm CRD No. 28629 Pursuant to FINRA Rule 9216, Respondent EarlyBirdCapital, Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2022076531801 Justine M. Cantafio CRD 6158299 AWC gg.pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076531801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Justine M. Cantafio (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 6158299 Pursuant to FINRA Rule 9216, Respondent Justine M. Cantafio submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2021072620401 Meeder Distribution Services, Inc. CRD 36773 AWC gg.pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021072620401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Meeder Distribution Services, Inc. (Respondent) Member Finn CRD No. 36773 Pursuant to FINRA Rule 9216, Respondent Meeder Distribution Services, Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.