Notice To Members 84-55
I M P O R T A N T
Officers * Partners * Proprietors
TO: All NASD Members
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
I M P O R T A N T
Officers * Partners * Proprietors
TO: All NASD Members
TO: All NASD Members and Level 2 and Level 3 Subscribers
Three additional securities will join the NASDAQ National Market System on Tuesday, November 13, 1984. These three securities have met the NASDAQ/NMS mandatory designation requirements as of the end of the third quarter and, as required by SEC Rule HAa2-l, automatically are added to NASDAQ/NMS within 45 days of the quarter ending date.
The three securities joining NASDAQ/NMS on Tuesday, November 13, are:
TO: All NASD Members
TO: All NASD Members and Municipal Securities Dealers
ATTN: All Operations Personnel
Securities markets and the NASDAQ System will be closed on Thursday, November 22, 1984 in observance of Thanksgiving Day. "Regular Way" transactions made on the preceding business days will be subject to the settlement date schedule listed below.
Trade Date-Settlement Date Schedule For "Regular-Way" Transactions
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Trade Date |
TO: All NASD Members and Level 2 and Level 3 Subscribers
On Tuesday, November 20, 1984, 40 issues are scheduled to join the NASDAQ National Market System bringing the total number of issues in NASDAQ/NMS to 1,142. These 40 issues, which will begin trading under real-time trade reporting, are entering the NASDAQ/NMS pursuant to the Securities and Exchange Commission's criteria for voluntary designation.
The 40 issues scheduled to join NASDAQ/NMS on Tuesday, November 20, 1984 are:
TO: All NASD Members and Interested Persons
Listed below is the NASD's 1985 schedule of holidays.
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January 1 (Tuesday) |
New Year's Day Observed |
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February 18 (Monday) |
Washington's Birthday Observed |
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April 5 (Friday) |
Good Friday |
TO: All NASD Members and Interested Persons
ATTN: Registration, Training and Compliance Personnel
TO: All NASD Members and Interested Persons
ATTN: Registration, Training and Compliance Personnel
TO: NASD Members and NASDAQ Level 2 and Level 3 Subscribers
Listed below are the 25 NASDAQ National Market System (NASDAQ/NMS) securities which have been selected as the first group of issues to trade in the Small Order Execution System (SOES) developed and operated by NASD Market Services, Inc. In SOES, agency orders of 500 shares or less received from public customers may be executed automatically with SOES market makers at the "inside" or best price in the NASDAQ System at the time of execution.
TO: All NASD Members and Other Interested Persons
Attention: Direct Participation Programs Department