| FINRA.org Skip to main content

Jonathan Schmidt-Swartz Comment On Regulatory Notice 22-08

Most people completely understand all the risks inherent in leveraged and inverse funds. Brokerages provide notices for people who do not understand them as a warning (which should be enough!) and it should be an investors responsibility to know what they are investing into. I hold a PhD and know the risks inherent in these types of investments and I think the proposed rule is unnecessary and makes investing more exclusive then it already is. I use these tools to trade in ways that allows me to hedge my portfolio.

Rick Larrieu Comment On Regulatory Notice 22-08

Thank you for your time. I've gotten into investing over the last 5 months as an individual with limited funds. I've learned to responsibly utilize leveraged and inverse ETFs and they have become a crucial part of my trading strategy. For someone like me, it allows greater exposure in the market with less funds. Also, inverse tools make the most sense in a bear market which we are possibly going into this year. Finally, I have no idea why anyone would limit use of the plethora of tools available only to the affluent. This is a free country and everyone is considered an equal.