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Ashish Gupta Comment On Regulatory Notice 22-08

Dear FINRA Regulators,

I would like to oppose the restrictions on certain investments deemed as "Complex". As part of my investment strategy I would like to continue to invest in public securities such as leveraged and inverse funds without going through any special process. These investments are important for my future financial goals.

I use systematic investment strategies to hedge losses in order to seek long term returns. These are important part of my overall portfolio as I have a mix of these funds along with other individual stocks.

Charles O'Reilly Comment On Regulatory Notice 22-08

I not regulators should be able to choose the public
investments that are right for me and my family.
Public investments should be available to all of the public, not just the privileged.
I shouldn't have to go through any special process
like passing a test before I can invest in public securities,
like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds
and their risks. Regulators, you do not
need to Impose these measures on me.