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John Shen Comment On Regulatory Notice 22-08

Every body should be able to invest in the securities you propose to legislate. The information about these securities is widely available and well documented. In addition, the average person does not have the insider information that the likes of Nancy Pelosi and Chuck Schumer have in order to make millions off the stock market. As is the case, regulating the average American away from the ability to invest in these securities is another blow to the financial security of ordinary Americans

David Lewis Comment On Regulatory Notice 22-08

It is my understanding that regulations are being considered that would severely limit my ability to invest in leveraged products or at least require me to jump through regulatory hoops and tests in order to invest. I am opposed to further restrictions beyond what currently exist for leveraged products, particularly ETFs which is how I normally invest.

Leverage products are a very minor part of my portfolio, but i would like to continue with these products without being hampered by additional regulation. Thanks for listening.