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Aaron Sadowsky Comment On Regulatory Notice 22-08

This is an important investment strategy and regulating it away will limit ones ability of upward mobility and learning new investment strategies. I have been investing for 10 years and I will be incredibly frustrated to be denied this opportunity to play the market without having to enable options on my brokerage account which I do not want to be able to do. Furthermore, I trust the fund manager more than myself to make those plays.

Keath Stewart Comment On Regulatory Notice 22-08

This SEC proposed rule is wholly unnecessary, it does nothing but restrict retail traders with lower net worths from making the same fair trades as those with higher net worths. A rule that seeks to restrict access to investment vehicles using net worth is in fact not a rule. It is a barrier, not unlike a fee, that the middle class must struggle to obtain before theyre allowed to engage by the regulators and brokers.