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Donald Senges Comment On Regulatory Notice 22-08

Ive been using leveraged funds e.g., UPRO for 14 years. Its a critical part of my trading strategy. I fully understand the risks, and in many ways, its less risky than borrowing money (i.e., margin account) to implement my trading strategy. My demonstrated success in using these funds as part of my trading strategy is testament to the fact that traders can learn through reading and experimenting with approaches on their own. Ive gone so far as to teach friends and colleagues on the benefits and risks of these funds, and how they can be integral to a successful trading strategy.

Kevin Johsnon Comment On Regulatory Notice 22-08

Please know I have been managing our (married) investments for approximately 15 years. This was after I fired our broker as their investment strategy did not produce the returns expected and the fees were excessive. Since taking control of our investments we are on track to retire in very good shape. This would not have been possible relying / paying others to manage our accounts.
The amount of resources available today to educate, help, monitor, manage ones own investments are truly amazing.

Cheuk Chan Comment On Regulatory Notice 22-08

From my understanding, public investments should be available to all of the public, not just the privileged. This is my right to choose and invest all types of public investments as I want to, not being forced to invest on the selected section of the market.

I shouldnt have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I have observed and traded ETFs actively and I know the mechanism about how does it reflect the market trend and I do not need these measures imposed on me.

Sam Chaplin Comment On Regulatory Notice 22-08

I am the portfolio manager for a $280 million dollar RIA. But I am also an individual investor who is growing increasingly concerned about the regulatory creep which aims to impose additional restrictions on retail investors. There has been a long history of gatekeeping investments in the US, where only the very wealthy have had access to the full range of investment options. I have been pleased to see some democratization in the space of alternative assets in recent years.