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John Wolfe Comment On Regulatory Notice 22-08

I was alarmed to hear regulations are being considered by FINRA, which would severely restrict my being able to buy leveraged or inverse funds to invest for my family! The wonderful thing about Inverse or Leveraged Funds is that I can capture the same returns with 1/3 less Capital outlay A typical real life example for me would be if I... When I Invest 10,000 into 3X Inverse/Leveraged ETF and it earns 9% = $900 Return... Conversely, to earn that same $900 in a regular, similar ETF thats NOT a 3X ETF looks like-- WOULD NEED $30,000 into Regular ETF and it earns 3% = $900 Return...

Thomas Harrow Comment On Regulatory Notice 22-08

Dear Sirs: I understand you are considering regulations to restrict the vast majority of investors from investing in leveraged and inverse funds. Quite simply, stop this effort right now. I don't need someone in Washington to "protect" me from these types of Investments. I research all my investments and I'm well aware of the risks entailed in these types of Investments. I hold some inverse investments right now that are doing quite well and move in the opposite direction of the stock market. I'll be quite upset if you take these types of Investments away from me.

Alice Terian Comment On Regulatory Notice 22-08

I would like to know what prompted this decision ? Since leveraged and inverse funds are publicly traded I should be able to make my own decision whether to purchase these funds or not. I don't need to get special training or show competence to trade what I want. The whole last year, the ONLY fund I have used has been TQQQ. If this regulation is passed, I pretty much have to stop day trading, and that is NOT what I want to do.