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Thomas Laurent Comment On Regulatory Notice 22-08

I don't think it's the government's business telling me what investments I can or cannot make or placing impediments in my path to make it more difficult or impossible. As long as the investment issues are above-board, public vehicles, and not fraudulent, scams, or money-laundering fronts, FINRA should butt out. If they are worried that we are endangering our financial well-being, don't. I can take care of myself as long as the prospectus is honest.

Matthew Noble Comment On Regulatory Notice 22-08

This regulation would be used by financial advisors to essentially create a tax on individual investors who want to get exposure to certain financial products directly on their own. Perhaps there should be regulations that explicitly lay out risks of certain investments, but to force individuals to take a test or be licensed to directly buy certain investment products is entirely un American. Should we make people take tests to buy lotto tickets? Bet on sports? Go to the casino? Start a business with their own capital? These are all tremendously risky investments as well.

Brent Carlson Comment On Regulatory Notice 22-08

I understand with the influx of retail investors in the past couple years there is a need to help protect them from all of the complex investment options out there, however, restricting use is not the answer. It seems at every turn recently, the retail investor is used as the excuse for a problem that is caused by the major hedge fund and market makers. Retail traders do not have the ability to make the S&P behave like a penny stock with violent swings.