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Francis Coombs Comment On Regulatory Notice 22-08

I am writing to oppose the radical limitations on my investments proposed by the Financial Industry Regulatory Authority (FINRA). Under the long-standing disclosure-based system, investors have the right to decide which public equities, bonds, and funds they want to buy. The freedom to access a broad range of investment products help me build better portfolios and limit my risks in the market. FINRAs definition of complex products is so broad, arbitrary, and vague that it could invalidate persons from a vast number of commonly used public securities.

Curtis Miller Comment On Regulatory Notice 22-08

I strongly oppose this proposed rule. Having managed my own investments for years, I am well aware of the dangers and potential benefits of leveraged and inverse funds. They have been an important part of my investment portfolio for years. I choose to manage my own risk subject to my own investing objectives, and deeply oppose the government regulators trying to manage them for me and others through this rule. I oppose the suggestion for any rules and barriers to limit and control who can invest in these funds.