For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
In regards to leveraged and inverse investments: Individuals, not regulators, should be able to choose the investments that are right for them and their family. Public investments should be available to all of the public, not just the wealthy. I and other investors shouldn't have to go through any special process like passing a test before we can invest in public securities, like leveraged and inverse funds. I'm capable of understanding leveraged and inverse funds and their risks. We do not need these measures imposed on us.
I am often trading leveraged funds to earn profit myself. I would like to continue doing so. It would be extremely unfair to limit my personal ability to trade, while letting companies and institutions to profit. I would end making less money and most likely will not have enough to retire. Please, stop this nonsense - let individuals like myself trade what we want to trade.
Let the people decide. Regulation is not needed.
Investments such as TQQQ are especially usefull to average, non-professional investors such as me.
I have made good profits from this high quality ETF.
Instead of implementing restraining regulations to diminish trades in high quality ETFs, FINRA should help spread the word about these great funds and allow more people to use them.
Please don't use tunnel vision to be short sighted.
I should be able to choose public investments for myself and family. No special processes should be needed in order to invest my own money.
We live in very uncertain and volatile economic times. Leveraged ETF's give many people the ability to better their financial lives with some knowledge and skill as we steer through these incredibly volatile times. This can level the playing field and help to better individuals and family's financial wellbeing. Existing laws are already in place to protect people with the use of financial disclosures and notices by the attempt to inform people of the risks involved.
Do Not regulate the use of funds which are leveraged, or inverse funds as they are the easiest to use to get this feature without having to use options. The options have their own problems that are over regulated as it is.
The leveraged etf is important for asset management. Everyone should be allowed to participate into the market for fair chance to leveraged etf.