The Forgotten Generation: Shining a Spotlight on Gen X’s Financial Health

Gen X is often called the Forgotten Generation given how often they’re overlooked in favor of conversation around boomers, millennials or now even Gen Z. But on this episode, Gen X is the one in the spotlight as we dig into the financial health of those born between 1965 and 1980 and, importantly, their perception of their financial well-being.

Regulatory Notice 24-13

Summary

Day trading broadly refers to an overall trading strategy where a customer effects both buy and sell transactions in the same security in the same day to profit from movements in the price of the security. FINRA has had longstanding rules designed to limit the potential losses from day trading for both customers and members, and to ensure the risks of day trading are disclosed to customers.

2023078183801 Thomas Kuchta CRD 7503797 AWC gg (2024-1732407600882).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023078183801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Thomas Kuchta (Respondent) Former Investment Banking Representative CRD No. 7503797 Pursuant to FINRA Rule 9216, Respondent Thomas Kuchta submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
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