Skip to main content

Eugene Krueger Comment On Regulatory Notice 22-08

FINRA, as an experienced investor (or even as a new investor), I should be able to pick what I invest in. All investors know that they have to do their own due diligence before investing/trading. Doing due diligence has kept me from investing in some leveraged or inverse funds because they weren't what I was looking to hedge or were outside of my expertise. No one had to tell me this or protect me, I was able to figure it out myself. I have a college degree in accounting and am sufficiently capable of reading and understanding documents about what the investments are meant for.

Yivvone Zhang Comment On Regulatory Notice 22-08

I not regulators should be able to choose the public investments that are right for you and your family.
Public investments should be available to all of the public, not just the privileged.

Leveraged and inverse funds are important to my investment strategies. I use them to protect (hedge) my investments or seek enhanced returns. I use them as a limited part of my overall portfolio.

Daniel Cochran Comment On Regulatory Notice 22-08

Dear Regulators:

I have been an investor in various markets for more than 50 years with experience ranging from stocks, bonds, and mutual funds to ETFs, commodities, real estate, complex financial instruments, and, most recently, crowd funding offerings. I understand, accept, and limit the risks of my investments. I should not be limited in my investments or be required to take creative means to legally circumvent restrictions, just because others fail to educate themselves about their investments and risks.