Skip to main content

Lichao Ni Comment On Regulatory Notice 22-08

Trading leveraged ETFs should be treated as other stocks without limitations. First, trading leveraged ETFs is a way to use less expenses but protect one's assets under risky environment if one doesn't know how to trade options. Secondly, while options require approval and have different levels, leveraged ETFs do not have same attributes as options such as losing all premiums or trading uncovered. I urge that we sustain traders' freedom of choosing stocks under our demoncratic country.

Gerald Finlayson Comment On Regulatory Notice 22-08

Greetings FINRA Principals,

This message is to implore your body to please NOT pass new, highly-restrictive rules/regulations on leveraged securities. I am a retail, middle-class trader/investor who uses these vehicles very judiciously - fully understanding the time decay factor and that they are not meant to be long-term holdings but instead, utilized for short-term swings only. These ETF offerings have been helpful in establishing financial security within my family's investment portfolio.

John Sangimino Comment On Regulatory Notice 22-08

To whom it may concern,
I strongly oppose restrictions on my ability to purchase leveraged and inverse funds.
Ive been a frugal investor for decades, and have used these funds as part of my overall risk balancing strategy. Any changes or restrictions will adversely affect me and require significant effort to overcome at this point in my life.
Please do not pass these restrictions and impose undue hardship on those who have been thoughtfully & carefully using these funds for years.
Sincerely, - John Sangimino

Chris Wells Comment On Regulatory Notice 22-08

I think that I should be able to make my own investment decisions without further regulations from Big Brother. The sponsors of leveraged and inverse funds are required to make numerous disclosures regarding risks of the funds as well as how they operate. It is the responsibility of an investor to read and understand these disclosures. If he doesn't do that he can choose not to invest in them, or he can invest in them anyway knowing that he may not understand the risk. It's called personal responsibility.