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Eddy Gifford Comment On Regulatory Notice 22-08

It's important for investors to have the freedom to take any risk they deem appropriate for their situation. Using leveraged and inverse funds give investors the opportunity to make money in all markets. It also helps them hedge and protect other pieces of their portfolio. All markets are different and taking away these types of strategies will reduce flexibility in portfolios and force a lot of investors to take losses they would not have incurred if they had access to these strategies.

Al Hawkins Comment On Regulatory Notice 22-08

I not regulators should be able to choose the public
investments that are right for you and your family.
Public investments should be available to all of the public,
not just the privileged.
It is very important that you express your views in your own
wordsyour comments are more likely to be taken seriously
by FINRA if they reflect your own experience and perspective.
Not only do you have the right to share your views,
but the regulators are required to take your comments into