Jacob Mitchell Comment On Regulatory Notice 22-08
I am writing to express significant concern with respect to regulations being considered by the Financial Industry Regulatory Authority (FINRA) that may restrict my ability to buy leveraged and inverse funds and dozens of other popular investments deemed by FINRA to be complex. Leveraged and inverse funds are very important to my investment strategies. I regularly use them to protect (hedge) my investments and/or seek enhanced returns, as an extremely thoughtful and limited part of my overall portfolio.