David Vaughan Comment On Regulatory Notice 22-08
I oppose further regulations on private individual investors.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
I oppose further regulations on private individual investors.
Options and margins are the only products to purchase if cancel the leverage etf. Leverage eft is more safety compare to margins and option because you at least can hold the stocks
Regulating this type of investment is an infringement upon the individuals ability to invest how they see fit. Americans already surrender a portion of their pay to fund a badly run retirement fund Social Security. As money has been deemed speech when it comes to campaign contributions, this appears a violation of ones personal speech in determining how they best see fit how to invest. I believe the same test should be enlisted here when it comes to investing as it does when funding political candidates.
Don't you dare. Keeping people out of opportunity will have radically negative effects. Its not fair or American in any way to restrict the public from obtaining assets they believe in. You can't keep pushing people so far, eventually violent protests or extreme action will occur.
Comments: please do not stop selling these financial instruments. There are an important part of my whole financial plan. Regards, Brian T. Baker
I think that I should be able to make these choices and not regulators. All public investments should be available to everyone, not just the privileged.
I should be able to choose the investments that are right for me based on my personal risk tolerance. Leveraged funds are important to my investment strategy and should be my personal consideration and not the regulators. These investment should be available to all the public and not just the privileged.
Our government should not limit our freedom to invest in any legal activity or asset.
I the investor should be able to choose which funds I invest in, not regulators/ politicians.
In a country where tobacco, alcohol, predatory loans and various forms of gambling are freely available and offten pushed toward the most vulnerable members of society with the blessing of our government your investor restrictions seem laughable. To say the USG actually cares about small investors is ridiculous. If you want to help, then set up programs in schools to educate children in personal finance. Stop schilling predatory loans to High School children. Stop trying to make the financial markets the exclusive playground of the rich.