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Michael Kramer Comment On Regulatory Notice 22-08

Comments:FINRA should restrain from limiting access to leveraged funds. These funds are suitable for any investor that understands how leverage can be effective in achieving a financial goal. Obviously these funds are more for short term trading so the trader should be vigilant. Long term inexperienced buy and hold investors are better served elsewhere. Any investor should have access to these funds, it is the responsibility of the investor to understand the risks of investing and of trading. Government should not stand in the way to limit a persons capability and success.

Bimal Comment On Regulatory Notice 22-08

please don’t close or restrict leveraged ETFs. Those are for many years and people made money. If you saw a risk on those you should take action when market was hot during November 2021. Retail investors like me lost money on stock market. If you close or restrict trading thess probably I will not get back my money. I think this is a regulatory scam. Request your kind consideration to have those leveraged ETF to run as it is

Binaya Mishra Comment On Regulatory Notice 22-08

Comments: 1. I agree that while allowing investors to trade Options, they need to understand the product well. This can be ensured by (a) looking at their qualifications and /or experience in Finance; (b) if (a) is not satisfactory, then look at their tranck record of trading options to see if they have made 75% or even up to 90% losses; if so, they need to undergo educational guidance before they can be allowed to deal with Options. 2. Investors/consumers access to trading stock, ETFs (both leveraged and inverse) and options are valuable for them.