Roger Porter Comment On Regulatory Notice 22-08
The proposed regulatory changes are embarrassing - to FINRA and the SEC, and an insult to investors. I should be able to make investments in the targeted public securities that I believe are in my (and my family's) best interests without going through a special process. Further, given all the extreme movements in individual stocks recently (Gamestop exemplifies), why limit the initiative to the targeted securities? It's arbitrary to so limit, simply apply the ill-advised proposed restrictions to ALL SECURITIES (sarcasm intended).