Sam Levine Comment On Regulatory Notice 22-08
In light of the recent boom in private and boutique investments, I completely understand the benevolent spirit with which FINRA is attempting to protect small investors from themselves. Leveraged and inverse funds pose a risk hardly understood by everyone with a Robinhood or a TD account. However, those of us laypeople who receive investment advising and learn from friends, family, and literature are now having their rights to strategically invest threatened in the crossfire. As follows, I hope FINRA moves its tactics from regulation to investment education.