| FINRA.org Skip to main content

Scott Carpenter Comment On Regulatory Notice 22-08

I not regulators should be able to choose the public
investments that are right for me and my family.
Public investments should be available to all of the public, not just the privileged. I do not want these measures imposed on me and am offended by suggesting such. Leveraged and invers funds are a major part of my continued investment strategy, when "I" feel it is the right time to invest in them.

Ian Allcock Comment On Regulatory Notice 22-08

Regardless of what (if any) action is taken on this notice, the decision to invest must be with the investor. Limiting retail traders' use of complex instruments represents a dangerous slippery slope. I'm all in favor of curbing advertisements for these products. Likewise, leveraged products should provide clear disclosures detailing their risk profiles and internal workings. However, denying investors the ability to hedge (with option sales or inverse ETFs for instance) makes them easy prey to those that can.

Peter Jacobson Comment On Regulatory Notice 22-08

I am an individual investor, 68 years old. Over the past 10 years I taught myself about leveraged and inverse funds, using literature readily available in our city library and sponsors' websites. The operation of funds such as UVXY and SVXY is understandable to people like me without specialized financial training. I use these successfully for diversifying the return-versus-risk profile of my portfolio.